Lonny S. Elfenbein, CRCP®, ChFC™®

Chief Compliance Officer

After graduating from Tulane University with a Bachelor of Science in Finance I began my more than 25 year career in the financial services industry.  I began my career as a financial advisor before finding my true calling as I moved into various compliance, supervisory, and marketing roles with independent and bank-based Broker-Dealers and Registered Investment Advisors (RIAs).

I am honored to use my experience to give back to the industry as an Arbitrator for the Financial Industry Regulatory Authority (FINRA) and have also had the opportunity to serve as a member of the FINRA Qualifications Content Committee, where I evaluated and created new content for the Security Industry Essentials® (SIE®) Exam.

In my spare time I enjoy spending time with my family and have the pleasure of being able to serve on the Parent Association board of the Summit Country Day School.

Meet Lonny

Education

BS, Finance
Tulane University, New Orleans, LA

Designations & Certifications

Certified Regulatory and Compliance Professional (CRCP®), FINRA Institute at Wharton

Chartered Financial Consultant (ChFC®), The American College of Financial Services